Every obligation owned, rated, and ready to act on
Your regulatory inventory shouldn’t be spread across books, spreadsheets, and inboxes. Obligations brings every extracted obligation into one operational layer, with applicability, risk, and ownership decided once and connected everywhere.
A dedicated operational layer for every regulatory obligation
One
unified obligation library
Live
assessment progress by book
Full
audit history for every decision
Obligations Management is a dedicated module within RegPlatform™ that gives compliance and risk teams a single operational layer for reviewing, classifying, and owning every obligation in their regulatory inventory. Obligations are extracted automatically from subscribed regulatory books across all jurisdictions and held in one unified library, with applicability, risk rating, and ownership recorded directly against each obligation.
Obligations Management is a dedicated module within RegPlatform™ that gives compliance and risk teams a single operational layer for reviewing, classifying, and owning every obligation in their regulatory inventory. Obligations are extracted automatically from subscribed regulatory books across all jurisdictions and held in one unified library, with applicability, risk rating, and ownership recorded directly against each obligation.
Obligations Management is a dedicated module within RegPlatform™ that gives compliance and risk teams a single operational layer for reviewing, classifying, and owning every obligation in their regulatory inventory. Obligations are extracted automatically from subscribed regulatory books across all jurisdictions and held in one unified library, with applicability, risk rating, and ownership recorded directly against each obligation.
Obligation review is document-shaped. Your work isn’t.
Obligation review is document-shaped. Your work isn’t.
Obligation review is document-shaped. Your work isn’t.
Every obligation lives in the source regulation it came from, so review is fragmented by book, progress is invisible, and ownership lives in a spreadsheet no one fully trusts.
Applicability, risk, and ownership decisions sit outside the regulatory source, meaning they drift the moment regulations change. When an obligation updates, there is no mechanism to surface the impact on decisions already made. Proving coverage to auditors means manual document assembly with no auditable record of what was decided, by whom, and when.
Every obligation lives in the source regulation it came from, so review is fragmented by book, progress is invisible, and ownership lives in a spreadsheet no one fully trusts.
Applicability, risk, and ownership decisions sit outside the regulatory source, meaning they drift the moment regulations change. When an obligation updates, there is no mechanism to surface the impact on decisions already made. Proving coverage to auditors means manual document assembly with no auditable record of what was decided, by whom, and when.
Every obligation lives in the source regulation it came from, so review is fragmented by book, progress is invisible, and ownership lives in a spreadsheet no one fully trusts.
Applicability, risk, and ownership decisions sit outside the regulatory source, meaning they drift the moment regulations change. When an obligation updates, there is no mechanism to surface the impact on decisions already made. Proving coverage to auditors means manual document assembly with no auditable record of what was decided, by whom, and when.
Three outcomes that transform
obligation management
Three outcomes that transform
obligation management
Three outcomes that transform
obligation management
Your team works from a queue, not a document
Your team works from a queue, not a document
Every obligation across every subscribed book lands in one unified library, filterable by citation, jurisdiction, issuing body, or status. New and updated obligations are clearly flagged the moment CUBE surfaces them, so your team always knows exactly what needs attention, without manually scanning books for changes.
Every obligation across every subscribed book lands in one unified library, filterable by citation, jurisdiction, issuing body, or status. New and updated obligations are clearly flagged the moment CUBE surfaces them, so your team always knows exactly what needs attention, without manually scanning books for changes.
Decisions are made once and connected everywhere
Decisions are made once and connected everywhere
Applicability, risk rating, ownership, and assigned business units are recorded against the obligation itself, not a regulatory document or a parallel spreadsheet. Controls, policies, and the Compliance Map all read from the same golden source record, so a decision made in Obligations is visible everywhere it matters without re-entry.
Applicability, risk rating, ownership, and assigned business units are recorded against the obligation itself, not a regulatory document or a parallel spreadsheet. Controls, policies, and the Compliance Map all read from the same golden source record, so a decision made in Obligations is visible everywhere it matters without re-entry.
Assessment progress is visible, and provable
Assessment progress is visible, and provable
A live view of assessment progress by book and section replaces spreadsheet status tracking. Every decision carries a full audit history, timestamped, named, and version-controlled. When regulators or internal audit ask for evidence of obligation coverage, the answer is already there, structured and exportable.
A live view of assessment progress by book and section replaces spreadsheet status tracking. Every decision carries a full audit history, timestamped, named, and version-controlled. When regulators or internal audit ask for evidence of obligation coverage, the answer is already there, structured and exportable.
From extraction to owned obligation, in one platform
From extraction to owned obligation, in one platform
From extraction to owned obligation, in one platform
Four connected capabilities take obligations from raw regulatory text to a governed, auditable record your whole team can act on.
Four pillars of the Obligations module
Four pillars of the Obligations module
Four pillars of the Obligations module
Unified library
Lineage
Ownership & risk
Mapping
Who it’s for
Built for new customers and existing RegPlatform™ firms alike
Built for new customers and existing RegPlatform™ firms alike
Built for new customers and existing RegPlatform™ firms alike
New to CUBE
Everything arrives together
Existing RegPlatform™ customers
Your books and groups carry over
One module inside a connected compliance platform
One module inside a connected compliance platform
One module inside a connected compliance platform
Obligations operates inside the RegPlatform™ suite as the obligation ownership layer, not a standalone tool requiring a separate login or export step. Decisions made in Obligations flow directly to RegGroups, controls, policies, and the Compliance Map, with every action captured in the shared platform audit trail.
Obligations operates inside the RegPlatform™ suite as the obligation ownership layer, not a standalone tool requiring a separate login or export step. Decisions made in Obligations flow directly to RegGroups, controls, policies, and the Compliance Map, with every action captured in the shared platform audit trail.
Obligations operates inside the RegPlatform™ suite as the obligation ownership layer, not a standalone tool requiring a separate login or export step. Decisions made in Obligations flow directly to RegGroups, controls, policies, and the Compliance Map, with every action captured in the shared platform audit trail.
Frequently asked questions
Frequently asked questions
Frequently asked questions
What is Obligations?
What is Obligations?
How does Obligations work?
How does Obligations work?
How is Obligations different from reviewing obligations in RegBook?
How is Obligations different from reviewing obligations in RegBook?
Who uses Obligations?
Who uses Obligations?
Does Obligations work for existing RegPlatform™ customers?
Does Obligations work for existing RegPlatform™ customers?
What is a golden source obligation record?
What is a golden source obligation record?
See Obligations working on your own regulatory inventory
See Obligations working on your own regulatory inventory
See Obligations working on your own regulatory inventory
Talk to a CUBE specialist about your books, your jurisdictions, and what a governed obligation layer would mean for your compliance and risk team.
Talk to a CUBE specialist about your books, your jurisdictions, and what a governed obligation layer would mean for your compliance and risk team.
Talk to a CUBE specialist about your books, your jurisdictions, and what a governed obligation layer would mean for your compliance and risk team.