CUBE RegNews

A selected summary of key developments for regulated financial institutions

21st March

Dear CEO letter, SFC Takeover Code guidance, ASIC CP

FINRA fines summary, HKMA consultation, SEC Reg S-P changes

FCA warns payment firms

Chairman Rostin Behnam outlines key CFTC themes

BoE report on climate-related risk

UK updates guidance for banks

FIA announces Cyber Risk Taskforce at CFTC meeting

FCA fast-growing firms review published

SEC new rule proposal

Walt Lukken, President and CEO of the Futures Industry Association: Derivatives industry cannot ignore digital assets

FCA continues consumer duty drive

MAS issues data breach guidance