Insightful short-form content from CUBE’s in-house experts on a variety of topics such as RegTech, compliance, AI and cybersecurity.
With less than one month to go until the end of the Brexit transition period, the UK’s Financial Conduct Authority (FCA) has issued a statement reminding firms to be prepared.
In light of the coronavirus pandemic, the US’s FINRA has this year moved its AI conference online. Following the event, CUBE unpicked two stand out topics covered by FINRA’s panel: data and decision making.
Regulatory Intelligence was once used to describe a person, or team of people, essentially carrying out horizon-scanning activities. Over the last few years, it has had a rebranding. In light of this, CUBE asks, ‘What is Regulatory Intelligence?’
The Securities and Exchange Commission’s (SEC) Chairman, Jay Clayton, has announced that he will be stepping down from his position at the end of the year. What does this mean for the future of enforcement in the US?