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Home » RegPlatform for Broker Dealers


You wouldn’t go running without your sneakers

So why manage your regulatory compliance without CUBE?

Imagine having every relevant regulation and regulatory development for your global broker dealer business at your fingertips, in a highly functional inventory, with the ability to share information with your colleagues, visualize your regulatory data, and generate audit reports on demand.

Imagine that instead of reading innumerable regulatory documents to understand your obligations, you had the technology to intelligently connect the dots, without having to break your train of thought. Or instead of referring to thousands of pages of regulatory content to glean insight, you had a RegTech platform that delivered it to you on a plate.

CUBE uses artificial intelligence to take the whole world of regulatory data and make sense of it for broker dealers across multiple jurisdictions, so you know that the regulatory information you’re seeing is highly relevant and tells you what’s changed, what’s important and understand its context, in an instant.

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Why CUBE?

CUBE has machine read the entire regulatory internet, so you don’t have to. We have captured every piece of regulatory data that matters to broker dealers across the globe, processed it, classified it down to the lowest level of granularity, and can make sense of it for your business.



The world’s most comprehensive source of classified, meaningful regulatory intelligence

Our RegPlatform product provides you with a purpose-built regulatory inventory, tailored to your broker dealer’s profile, in a configurable, standardized library. So, you can see every piece of regulatory content that you should care about, in real time, at the touch of a button.


We solve complex compliance for broker dealers in different shapes and sizes

If you just want to see a specific area of regulatory content, from data privacy to prudential or ESG for example, then CUBE Solutions draw on our world-leading, comprehensive source of regulatory data to solve for the business areas that you care about.



We give you confidence to know you’re managing compliance in the best possible way.
In a way that makes sense to you.

You wouldn’t go running without your sneakers… Don’t manage compliance without CUBE.


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