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The companies, teams and individuals that we serve.

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Specialist solutions for financial services firms

CUBE provides financial services regulatory intelligence and regulatory change management solutions for multi-jurisdictional financial institutions.

We help you to understand your regulatory obligations in each jurisdiction, and to manage complexities associated with cross-border regulatory change management.

Our customer base includes global banks, national US banks, insurance companies, wealth and asset management firms, and large multi-disciplinary financial services firms operating internationally.

Compliance Teams & Regulatory Change Managers
Know your regulatory obligations and empower business colleagues to mitigate compliance risk.

Top challenges

When you have to rely on decades-old manual processes to identify, monitor, mitigate and report on compliance risk, there are never enough resources to do the job quickly and efficiently. And with the volume and complexity of cross-border regulation rising so rapidly, can you ever be sure you are taking the right action at the right time, and meeting regulatory obligations?

How we help

  • Save vast amounts of time and resource by eliminating manual processes and mitigating the risk of regulatory failure.
  • Accelerate the process of identifying all relevant regulations, understanding your regulatory obligations and detecting gaps in regulatory compliance.
  • Spend more time interpreting the impact of regulatory change and making the right risk-based decisions, by automating repetitive regulatory change management processes.
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Compliance Technology, Innovation Teams & IT
Ensure that the technology infrastructure underpinning your regulatory compliance function is robust and future-proofed.

Top challenges

When Compliance colleagues request help to solve inefficient manual processes, you want to be sure that any solution you put in place will meet their requirements, offer forward-thinking technology and integrate with existing infrastructure. But with so many RegTechs to choose from, all offering individual point solutions, how do you achieve this without adding undue complexity to your supplier portfolio?

How we help

  • Solve all of your regulatory intelligence and change management challenges with a single end-to-end enterprise platform, spanning all regulatory topics, countries and lines of business.
  • Inject science into compliance with the innovative application of transformational technologies including artificial intelligence, natural language processing and robotic process automation.
  • Connect your regulatory change management platform with pre-existing systems and processes utilizing Open APIs for seamless integration.
  • Mitigate technology risks by ensuring compliance with all relevant industry-standard frameworks, for example NIST and ITIL.
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Financial Crime Teams & AML Officers
Respond quickly and efficiently to changes in financial crime regulation, to ensure maximum protection for your firm and your customers.

Top challenges

Ever-changing threats result in frequently changing regulation, which is proving too complex and costly to manage manually. Without the correct systems in place to monitor and understand the impact of regulatory change, in real time, how can you operate effective governance models and control frameworks that enable you to combat financial crime risk?

How we help

  • Know all of your regulatory obligations, in all jurisdictions, and quickly apply compliant policies and controls across your enterprise.
  • Be automatically alerted as soon as your regulatory obligations change, know how they impact your policies and controls and act fast to restore compliance.
  • Gain visibility of regulatory enforcements as soon as they occur, know if your business is at risk of the same violation and take remedial action if required.
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Information Governance & Data Privacy Officers
Manage your records, customer communications and data in compliance with cross-border regulatory obligations.

Top challenges

Governance around records management, data privacy and information security has never been more challenging. How can you be sure that you are managing your firm’s information assets in compliance with global regulatory obligations?

How we help

  • Know all your information governance regulatory obligations, apply them to your policies and controls and ensure they are applied throughout your organization.
  • Ensure that records and data are managed in accordance with regulatory obligations relevant to privacy and security, as they pass from one jurisdiction to another.
  • Meet regulatory requirements for records retention, put in place a defensible disposition policy and maintain an airtight audit trail to satisfy regulators and internal auditors.
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