In light of the coronavirus pandemic, the US’s FINRA has this year moved its AI conference online. Following the event, CUBE unpicked two stand out topics covered by FINRA’s panel: data and decision making.
AI for Regulatory Change
In FINRA’s latest podcast, the head of Data Analytics and Technology for Member Supervision, Kerry Gendron, discusses how FINRA is augmenting its exam and risk monitoring program with data analytics and technology. CUBE asks whether it’s time financial institutions level-up along with the regulators.
The CDEI has published its AI Barometer – an analysis of the most pressing opportunities, risks and governance challenges associated with AI and data use within the UK. CUBE explores the key takeaways.
The US’ Financial Industry Regulatory Authority (FINRA) has published a comprehensive report exploring the use of artificial intelligence (AI) in the Securities Industry. CUBE picks out the highlights.
We explore how compliance can often be overlooked in a Financial Institution’s digitization journey.
Our survey highlights that current methods of managing regulatory change are proving costly, unproductive & risky.
Enforcement fines and increasing compliance expenditure is driving the need for change.
This 30-minute webinar explores practical examples of how AI and Machine Learning are driving regulatory change strategies.
Discover how a global financial institution leveraged AI to support their regulatory change initiatives.