May 27, 2020
Estimated reading time: 1 minute
How has RegTech sparked a digital transformation of compliance within financial institutions?
Find out by filling in your details to receive a free copy of our report.
Regulatory technology (RegTech) has often come to the rescue of financial institutions in easing and simplifying the burden of compliance. This report aims to understand how RegTech has sparked a digital transformation of regulatory compliance within financial institutions.
Susan Schroeder, Vice-Chair of the Securities Department at WilmerHale and former Head of Enforcement at the Financial Industry Regulatory Authority (FINRA), shares valuable insights that offer a unique perspective into RegTech and the future of compliance.
This report covers:
- Compliance challenges faced by firms
- The emergence of RegTech
- Is RegTech a force for good? And what risks does it present?
- Regulators’ view on the use of RegTech
To download the report, complete the form on the right-hand side.
How CUBE can help
Want to find out all about CUBE’s RegTech? Contact us today. Whether you’re a large, multinational bank, or a small financial organisation with up to a handful of compliance officers, we’ve got a suite of products tailored to you.