CUBE RegNews

A selected summary of key developments for regulated financial institutions

1st March

FTX engineer charged by SEC, Ponzie scheme charge, ASIC ‘Greenwashing

EBA publishes a no-action letter, FCA regulatory initiatives, SFC crypto consultation,

PRA on solvency package, Members Equity Bank charged, Russian sanctions, FATF on South Africa

FCA and BoE issue policy statement, $55m crypto scam, CFPB, SEC and CFTC charges

BIS on the future of money, crypto risk, SEC and CFTC charges and CoinEx sued

Banning commission won’t stop mis-selling, Dear CEOs, hedge fund charged, ABI speech

SEC charges for disclosure failings, FIA call for harmony, OCC CRA stats

HMRC acts against tax agency, FCA consultation, NBA star in crypto charge, Nexo fine

FINRA February fines summary, SEC charges, EBA green loan survey

SEC proposal, settlement cycle, crypto fraud and US Treasury priorities

SEC Charges Former CEO

Bank supervision, BNPL consultation, romance scams and EU-US forum