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Home » CUBE RegNews

CUBE RegNews

A selected summary of key developments for regulated financial institutions

21st March

SFC Takeover Code guidance, ASIC CP, FCA Dear CEO letter

20th March

FINRA fines summary, SEC audit warning

17th March

FCA warns payment firms

16th March

Chairman Rostin Behnam outlines key CFTC themes

15th March

BoE report on climate-related risk

14th March

UK updates guidance for banks

13 March

FIA announces Cyber Risk Taskforce at CFTC meeting

10th March

FCA fast-growing firms review published

9th March

FCA fast-growing firms review published

8th March

Walt Lukken, President and CEO of the Futures Industry Association: Derivatives industry cannot ignore digital assets

7th March

FCA continues consumer duty drive

6th March

MAS issues data breach guidance

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