CUBE RegNews

A selected summary of key developments for regulated financial institutions

21st March

SFC Takeover Code guidance, ASIC CP, FCA Dear CEO letter

FINRA fines summary, SEC audit warning

FCA warns payment firms

Chairman Rostin Behnam outlines key CFTC themes

BoE report on climate-related risk

UK updates guidance for banks

FIA announces Cyber Risk Taskforce at CFTC meeting

FCA fast-growing firms review published

FCA fast-growing firms review published

Walt Lukken, President and CEO of the Futures Industry Association: Derivatives industry cannot ignore digital assets

FCA continues consumer duty drive

MAS issues data breach guidance