SFC Takeover Code guidance, ASIC CP, FCA Dear CEO letter
CUBE RegNews
A selected summary of key developments for regulated financial institutions
20th March
FINRA fines summary, SEC audit warning
17th March
FCA warns payment firms
16th March
Chairman Rostin Behnam outlines key CFTC themes
15th March
BoE report on climate-related risk
14th March
UK updates guidance for banks
13 March
FIA announces Cyber Risk Taskforce at CFTC meeting
10th March
FCA fast-growing firms review published
9th March
FCA fast-growing firms review published
8th March
Walt Lukken, President and CEO of the Futures Industry Association: Derivatives industry cannot ignore digital assets
7th March
FCA continues consumer duty drive
6th March
MAS issues data breach guidance