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Home » Archives for Stuart Bowler

Stuart Bowler

High rises of financial institutions tackling regulatory change in New York

The rising cost of non-compliance

Enforcement fines are on the rise, especially within AML. We explore the cost of compliance and consider global trends over the past 15 years.

Global bank managing regulatory change

CRTA Podcast: How To Manage Regulatory Challenges

A discussion about regulatory obligations, cross-jurisdiction collaboration, and the appetite for technology within Canadian financial services

UK Parliament chooses to put RegTech and finance on 2020 Budget

What 5AMLD means for financial institutions

The 5th Anti-Money Laundering Directive launched this year and we take a quick look at the key points that financial institutions need to be aware of.

FINRA team discussing the use of AI in financial compliance

Why collaboration will be the key to success

Regulators need to work cohesively with financial institutions and emerging RegTech firms to ensure compliance with the new regulations.

Financial firm with compliance officers building a culture of compliance

How to build a culture of compliance

Regulated financial institutions need to ensure that they are putting policies and procedures in place to effectively mitigate their exposure to risk.

Team working on RegTech project

How to unlock abundant opportunities to cut the cost of compliance

CUBE CEO Ben Richmond stresses the importance of senior level sponsorship for banks wanting to digitize compliance.

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