Behnam outlines key CFTC themes ● SEC Reg SCI and new crypto rules ● ISO 20022
14th March
UK updates guidance for banks, HKMA Dear CEO, FINRA and SEC enforcements
10th March
FCA fast-growing firms review published
10th March
FCA fast-growing firms review published, UK SARs advice, ANZ fine
9th March
SEC new rule proposal, ECB cyber speech, MAS on asset markets
8th March
FIA speech, SFC report, HKMA Dear CEO letter, SEC speech
7th March
FCA continues consumer duty drive, SEC shuts crypto firm, SEC charges Rio Tinto
6th March
MAS data breach guidance, more Dear CEO letters, ASIC insider dealing
3rd March
Bank of England ticks off LME, EIOPA consultation, OFAC alert
2nd March
FCA commits to wholesale data improvements, OCC CRA update, PRA speech
1st March
FTX engineer charged by SEC, Ponzie scheme charge, ASIC ‘Greenwashing
