Across the financial services industry, we find that many firms have 3 common areas requiring remediation in their information compliance strategies:
- A lack of visibility of regulatory requirements, related to data and records, across multiple jurisdictions.
- Uncertainty of whether current systems and processes are creating the right records to be compliant.
- Insufficient audit trails or attestation and certification processes.
With these risks in mind, we have worked with our customers and identified 7 Key Building Blocks for creating a coherent information compliance strategy.
If you would like to learn more, join our upcoming Information Compliance Forums for interactive, 30-minute discussions with CUBE’s industry experts and customers.
Complete our contact form or email [email protected] to register. We will reply with your registration confirmation details.
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